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the new management regulations of securities broker introduced
Posted on Mar-17-2009· by china investor
the new management regulations of securities broker introduced
Securities management announced new management regulations of securities dealers, securities brokers should pass the qualifying examination, and who possess the required conditions for securities practitioners practice; securities companies should train securities brokers for no less than 60 hours before work, and test the effect of pre-service training. After Implementation of new regulations, some brokers induced customer to repeated buying and selling for a commission, this behavior should be under control effectively.
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